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CFA Asset Manager Code of Professional Conduct: General Principles of Conduct

Managers have the following responsibilities to their clients.Managers must:1. Act in a professional and ethical manner at all times.2. Act for the benefit of clients.3. Act with independence and objectivity.4. Act with skill, competence, and diligence.5. Communicate with clients in a timely and accurate manner.6. Uphold the applicable rules governing capital markets....

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Published By: Hartzman's Inquisition - Wednesday, 13 June, 2012