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From letters sent to Michael Mashburn, SEC and Daniel Stefek, FINRA, from Tasha W. Sheehy, Enforcement Attorney, State of North Carolina Secretary of State

Re: North Carolina Securities Division File No. 12 SEC 84Dear Mr. Mashburn:...Mr. Hartzman's compaint of the Envision plan's alleged inaccuraciesis better addressed by the SEC.Mr. Hartzman's compaint of Wells Fargo's alleged violations of the Sarbanes-Oxley Actare also better addressed by the SEC.Sincerely, Tasha W. SheehyEnforcement AttorneyState of North Carolina Department of the Secretary of Statecc: George Hartzman (without Enclosure)cc: Daniel J. Stefek, Director, FINRA District 7 - AtlantaMr. Hartzman's compaint of the Envision plan's alleged inaccuracies is better addressed by FINRAbecause the Envision plan appears to be an investment analysis...

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Published By: Hartzman's Inquisition - Thursday, 28 June, 2012